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10 May 2023, 12:03 am
In an April 2023 Financial Services Tribunal decision (T Singh v Marsh) previously discussed here (The FAIS Act and debarment: fit and proper), (The jurisdictional requirements for FAIS debarment) and (FAIS debarment: an honest person with integrity), the Tribunal reminded us that debarment is not aimed at punishing the relevant financial services provider but rather to ensure and maintain the honesty and integrity required from a financial… [read post]
5 May 2023, 3:00 am
In the context of the FAIS Act a fit and proper person is someone who is considered to have the necessary integrity, competence and financial soundness to operate as a financial service provider. [read post]
18 Feb 2008, 4:47 pm
” “Asked by Ian Burnett QC, counsel to the inquest, if he stood by his claim that Diana and Dodi were “murdered by the British security services on the orders of Prince Philip, Duke of Edinburgh”, Mr Al Fayed replied: “Yes. [read post]
15 Jan 2024, 1:29 am
In a December 2023 decision the Financial Services Tribunal upheld the debarment of the key individual of a fund of funds investment vehicle, Stringfellow Investments, on the grounds of his material failure to perform his oversight and management role in relation to the financial services provider as prescribed in the FAIS Act. [read post]
10 Nov 2021, 10:53 pm
For purposes of the FAIS Act the emphasis will be on the latter. [read post]
22 Feb 2022, 9:11 am
This Supreme Court of Appeal judgment in The Ombud for Financial Services Providers and C S Brokers CC and Others [2021] ZASCA 117 is a reminder that section 20 of FAIS created the office of the Ombud as a mechanism for the speedy resolution of disputes which would otherwise be dealt with in court. [read post]
4 Jun 2013, 12:01 pm
Al Fayed alleges My Way co-authors Anka and David Dalton, along with defendants St. [read post]
14 Jun 2017, 8:33 am
The CFPB recently announced that it has entered into a consent order with Fay Servicing, LLC (“Fay”) to settle alleged mortgage servicing violations. [read post]
9 Apr 2008, 12:32 am
” Mohammed Al Fayed announced last night that he was finally giving up his 10-year campaign to prove that his son Dodi and Diana, Princess of Wales, were killed in a conspiracy involving the Royal Family and the secret services. [read post]
18 Jun 2021, 2:54 am
The applicants were authorised financial services providers accredited under the FAIS Act. [read post]
12 Sep 2012, 9:16 am
This week’s interview is with Penelope Fay Heavner, Special Assistant to the Assistant Law Librarian for Collections, Outreach and Services. [read post]
13 Nov 2023, 4:05 am
Together with the Declaration, the FSCA also published FAIS Notice 90 of 2022 which contained a general exemption of persons rendering financial services in relation to crypto assets from section 7(1) of the FAIS Act (Exemption). [read post]
9 Dec 2020, 12:54 pm
Anyone embarking on a FAIS process to debar a financial service provider or representative would do well to read a recent Financial Services Tribunal decision setting out what constitutes a lawful, reasonable and procedurally fair process. [read post]
24 Apr 2023, 11:30 pm
While the Protection of Personal Information Act, 2013 (POPIA) is widely accepted as the primary legislation dealing with the processing of personal information, it is important for financial service providers (FSPs) to take note of their duties in the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act). [read post]
15 Sep 2014, 2:47 am
In April 2013, Pickvest’s licence to render financial services was withdrawn by the Registrar of Financial Services Providers. [read post]
20 Aug 2008, 5:54 pm
Tropical Storm Fay -- what a beeatch! [read post]
7 May 2023, 11:30 pm
The debarment was undertaken within six months after the applicant ceased to be a representative of the first respondent “ Blog 2 of 4: The jurisdictional requirements for FAIS debarment [read post]
7 Nov 2011, 11:46 pm
Fais Ombud orders Sharemax broker to repay R800 000 The Ombud’s finding will worry brokers who sold shares in Zambezi and The Villa. [read post]
24 Nov 2017, 3:30 am
The post Mattel fais in Japanese trademark opposition to block ‘Salon BARBIES’ appeared first on IPWatchdog.com | Patents & Patent Law. [read post]
24 Nov 2017, 3:30 am
The post Mattel fais in Japanese trademark opposition to block ‘Salon BARBIES’ appeared first on IPWatchdog.com | Patents & Patent Law. [read post]
